Authors

Zhiyuan Liu

Document Type

Perspective

Publication Title

Emory Corp. Governance & Accountability Rev. Perspectives

Publication Date

1-1-2016

Abstract

Zhiyuan Liu examines how the structure of Variable Interest Entities ('VIE') under Chinese legal environment operates as a corporate governance mechanism in lieu of the traditional governance structure. Since an off-shore listed company cannot hold equity interests in the operating company in mainland China due to restrictive regulations in foreign investment, the VIE structure utilizes various types of contractual arrangements to gap the loophole where the listed company should play the role of shareholder in the lucrative mainland business. In spite of the complex covenants, this study by analyzing different VIE agreements' function and actual effects finds that listed companies in VIE structures can merely have limited control over profit-transferring process without any decision-making power. The article concludes that the recent legal reform in China might bring changes to VIE structures and substantiate the nominal rights under the typical VIE contracts or rights that investors should have had as shareholders.

First Page

2063

Volume

3

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